RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• F•••••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jul 10, 2025 · Clinton, Md
- C•••••••• F•••••••• G•••• A••••••• formerNov 2, 2021 to Jul 14, 2023 · Birmingham, Al
- B••••••••• I••••••••• C•••••• state registeredNov 16, 2020 to Jun 2, 2021 · Lanham, Md
- V••• I••••••••• M••••••••• C•• L•• asset managerApr 17, 2019 to Jan 31, 2020 · Atlanta, Ga
- I•••••• A•••••••• I••• asset managerJan 26, 2018 to Jul 2, 2018 · Houston, Tx
- W•••• H••••••• I••• formerJun 30, 2015 to May 5, 2017 · Montgomery, Al
- C•••••••• F•••••••• G•••• A••••••• to S•••• F••• I••••••••• M••••••••• C••••left Jul 14, 2023, registered Jul 10, 2025 (727 days) · Other
- B••••••••• I••••••••• C•••••• to C•••••••• F•••••••• G•••• A•••••••left Jun 2, 2021, registered Nov 2, 2021 (153 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to B••••••••• I••••••••• C••••••left Jan 31, 2020, registered Nov 16, 2020 (290 days) · Other
- I•••••• A•••••••• I••• to V••• I••••••••• M••••••••• C•• L••left Jul 2, 2018, registered Apr 17, 2019 (289 days) · Other
- W•••• H••••••• I••• to I•••••• A•••••••• I•••left May 5, 2017, registered Jan 26, 2018 (266 days) · Other
- J••••• F••••••••• left C•••••••• F•••••••• G•••• A••••••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-07-10)Jul 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address