DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• S•••••• L•••••••

A•• C•••••••••institutionalOrlando, Fl IA-onlyIAPD 6490494

Feed of 09/15/2026

At current firm

0 y

since Jul 15, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•• C••••••••• institutional current
since Jul 15, 2026 · Cottonwood Heights, Ut
C•••••••• F•••••••• G•••• A••••••• former
Feb 26, 2024 to Aug 7, 2024 · San Tan Valley, Az
V••• R••••••••• A•••••••• L•• other
Jul 19, 2023 to Feb 8, 2024 · Windsor, Ct
V••• F•••••••• P•••••••• L•• former
Sep 15, 2022 to Jul 20, 2023 · Cornville, Az
J••• H•••••• I••••••••• M••••••••• L•• asset manager
Aug 19, 2021 to Feb 9, 2022 · Boston, Ma
H••••••• F•••• asset manager
Sep 10, 2019 to Jun 30, 2021 · Wayne, Pa
E••••• J•••• national BD
Sep 26, 2017 to Jan 9, 2018 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

C•••••••• F•••••••• G•••• A••••••• to A•• C•••••••••
left Aug 7, 2024, registered Jul 15, 2026 (707 days) · Other
V••• R••••••••• A•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••
left Feb 8, 2024, registered Feb 26, 2024 (18 days) · Other
V••• F•••••••• P•••••••• L•• to V••• R••••••••• A•••••••• L••
left Jul 20, 2023, registered Jul 19, 2023 (-1 days) · channel change inside one enterprise, not a move
J••• H•••••• I••••••••• M••••••••• L•• to V••• F•••••••• P•••••••• L••
left Feb 9, 2022, registered Sep 15, 2022 (218 days) · Other
H••••••• F•••• to J••• H•••••• I••••••••• M••••••••• L••
left Jun 30, 2021, registered Aug 19, 2021 (50 days) · Other
E••••• J•••• to H••••••• F••••
left Jan 9, 2018, registered Sep 10, 2019 (609 days) · Other

Signals

M•••••• S•••••• L••••••• left C•••••••• F•••••••• G•••• A••••••• for A•• C••••••••• (registered 2026-07-15)
Aug 7, 2024 · Advisor changed firm · fact
M•••••• S•••••• L••••••• left V••• R••••••••• A•••••••• L•• for C•••••••• F•••••••• G•••• A••••••• (registered 2024-02-26)
Feb 8, 2024 · Advisor changed firm · fact
M•••••• S•••••• L••••••• left J••• H•••••• I••••••••• M••••••••• L•• for V••• F•••••••• P•••••••• L•• (registered 2022-09-15)
Feb 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address