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Registered advisor
R••••••• N•••••• M••••••
Feed of 09/14/2026
Also filed as Raj M••••••
At current firm
1 y
since May 27, 2025
In the industry
11 y
since Aug 31, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 27, 2025 · Irvine, Ca
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jun 18, 2025 · Irvine, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 27, 2022 to Mar 31, 2025 · Irvine, Ca
- P•••••••• S••••••••• I••• BD affiliatedApr 8, 2020 to Nov 4, 2020 · Irvine, Ca
- M••••• S•••••• wirehouseJan 1, 2016 to Mar 6, 2020 · South Jordan, Ut
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to W•••• F•••• A•••••••left Jun 18, 2025, registered May 27, 2025 (-22 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 4, 2020, registered Sep 27, 2022 (692 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to P•••••••• S••••••••• I•••left Mar 6, 2020, registered Apr 8, 2020 (33 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- R••••••• N•••••• M•••••• left S•••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2025-05-27)Jun 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address