DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

F•••• B•••••••

W•••• F•••• A•••••••wirehousePasadena, Cadual registrantIAPD 6523729

Feed of 09/14/2026

Also filed as Frank Burzotta

At current firm

1 y

since Dec 13, 2024

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 13, 2024 · Pasadena, Ca
M••••• S•••••• wirehouse
Oct 5, 2023 to Nov 26, 2024 · Long Beach, Ca
C•••••• S••••• • C••• I••• national BD
Jul 24, 2020 to Sep 22, 2023 · San Diego, Ca
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jun 4, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Oct 10, 2017 to Jan 8, 2018 · Addison, Tx

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Nov 26, 2024, registered Dec 13, 2024 (17 days) · Wirehouse to wirehouse · moved with a team
C•••••• S••••• • C••• I••• to M••••• S••••••
left Sep 22, 2023, registered Oct 5, 2023 (13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left Jun 4, 2020, registered Jul 24, 2020 (50 days) · Other · moved with a team
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move

Signals

F•••• B••••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2024-12-13)
Nov 26, 2024 · Advisor changed firm · fact
F•••• B••••••• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2023-10-05)
Sep 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address