DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• E••• K••••••

F••••••independent RIABrooklyn, Ny IA-onlyIAPD 6534828

Certified Financial Planner

Feed of 09/15/2026

Also filed as A••••• E••• K••••••

At current firm

0 y

since Mar 24, 2026

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Mar 24, 2026 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Apr 9, 2025 to Mar 9, 2026 · New York, Ny
G•••••••• W••••• P••••••• BD affiliated
May 20, 2024 to May 2, 2025 · Palm Beach Gardens, Fl
C•••••• A•••• M••••••••• L•• independent RIA
May 12, 2023 to May 10, 2024 · Greenwich, Ct
J••• M••••• P•••••• W••••• A••••••• L•• former
Aug 29, 2022 to May 17, 2023 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to F••••••
left Mar 9, 2026, registered Mar 24, 2026 (15 days) · Wirehouse to independent RIA
G•••••••• W••••• P••••••• to W•••• F•••• A•••••••
left May 2, 2025, registered Apr 9, 2025 (-23 days) · RIA to wirehouse
C•••••• A•••• M••••••••• L•• to G•••••••• W••••• P•••••••
left May 10, 2024, registered May 20, 2024 (10 days) · RIA to RIA
J••• M••••• P•••••• W••••• A••••••• L•• to C•••••• A•••• M••••••••• L••
left May 17, 2023, registered May 12, 2023 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

A••••• E••• K•••••• left W•••• F•••• A••••••• for Farther (registered 2026-03-24)
Mar 9, 2026 · Advisor changed firm · fact
A••••• E••• K•••••• left G•••••••• W••••• P••••••• for W•••• F•••• A••••••• (registered 2025-04-09)
May 2, 2025 · Advisor changed firm · fact
A••••• E••• K•••••• left C•••••• A•••• M••••••••• L•• for G•••••••• W••••• P••••••• (registered 2024-05-20)
May 10, 2024 · Advisor changed firm · fact
A••••• E••• K•••••• left J••• M••••• P•••••• W••••• A••••••• L•• for C•••••• A•••• M••••••••• L•• (registered 2023-05-12)
May 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address