DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• M•••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMPeachtree Cor, Gadual registrantIAPD 6545345

Feed of 09/14/2026

Also filed as E••• M•••••

At current firm

2 y

since Apr 22, 2024

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Apr 22, 2024 · Peachtree Cor, Ga
M••••• S•••••• wirehouse
Sep 5, 2023 to Mar 21, 2024 · Alpharetta, Ga
E•••••• C•••••• M••••••••• L•• former
Nov 4, 2020 to Sep 5, 2023 · Alpharetta, Ga
T••••• A••••••• S•••••••• I••• BD affiliated
Nov 5, 2019 to Oct 27, 2020 · Athens, Ga
E••••• J•••• national BD
Jan 25, 2017 to Nov 8, 2019 · Athens, Ga
W••••••• F•••••••• S•••••••• I••• former
May 26, 2016 to Oct 18, 2016 · Milton, Ga

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 21, 2024, registered Apr 22, 2024 (32 days) · Other · moved with a team
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
T••••• A••••••• S•••••••• I••• to E•••••• C•••••• M••••••••• L••
left Oct 27, 2020, registered Nov 4, 2020 (8 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to T••••• A••••••• S•••••••• I•••
left Nov 8, 2019, registered Nov 5, 2019 (-3 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to E••••• J••••
left Oct 18, 2016, registered Jan 25, 2017 (99 days) · Other

Signals

E••• M••••• left M••••• S•••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-04-22)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address