DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Davis Dawkins

Empower Advisory Group, LLCBD affiliatedGreenwood Village, Co dual registrantIAPD 6546940

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Jul 9, 2026

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Jul 9, 2026 · Greenwood Village, Co
Transamerica Retirement Advisors, LLC BD affiliated
Aug 8, 2024 to Jun 9, 2026 · Hattiesburg, Ms
Advice And Planning Services BD affiliated
Sep 25, 2018 to Jul 16, 2024 · Frisco, Tx
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Sep 13, 2018 · Boston, Ma
Strategic Advisers LLC national BD
Jan 5, 2017 to Jul 13, 2018 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

Transamerica Retirement Advisors, LLC to Empower Advisory Group, LLC
left Jun 9, 2026, registered Jul 9, 2026 (30 days) · Affiliated broker-dealer or bank to another
Advice And Planning Services to Transamerica Retirement Advisors, LLC
left Jul 16, 2024, registered Aug 8, 2024 (23 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Advice And Planning Services
left Sep 13, 2018, registered Sep 25, 2018 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Charles Davis Dawkins left Transamerica Retirement Advisors, Llc for Empower Advisory Group, Llc (registered 2026-07-09)
Jun 9, 2026 · Advisor changed firm · fact
Charles Davis Dawkins left Advice And Planning Services for Transamerica Retirement Advisors, Llc (registered 2024-08-08)
Jul 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address