DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• K••••••

J••• M••••• S••••••••• L••wirehouseColumbus, Ohdual registrantIAPD 6555635

Feed of 09/14/2026

Also filed as T••••• K••••••

At current firm

0 y

since Apr 24, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 24, 2026 · Columbus, Oh
E••••• J•••• national BD
Feb 27, 2024 to Apr 16, 2026 · St. Louis, Mo
M••••• S•••••• wirehouse
Apr 29, 2022 to Feb 20, 2024 · Columbus, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Jan 25, 2021 to Feb 18, 2022 · Columbus, Oh
J••• M••••• S••••••••• L•• wirehouse
Feb 14, 2020 to Jan 15, 2021 · Upper Arlington, Oh
P•••• S••••••••• L•• no RAUM
Jun 27, 2016 to Jun 25, 2018 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to J••• M••••• S••••••••• L••
left Apr 16, 2026, registered Apr 24, 2026 (8 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to E••••• J••••
left Feb 20, 2024, registered Feb 27, 2024 (7 days) · Wirehouse to affiliated broker-dealer or bank
H••••••••• F•••••••• A••••••• to M••••• S••••••
left Feb 18, 2022, registered Apr 29, 2022 (70 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to H••••••••• F•••••••• A•••••••
left Jan 15, 2021, registered Jan 25, 2021 (10 days) · Wirehouse to affiliated broker-dealer or bank
P•••• S••••••••• L•• to J••• M••••• S••••••••• L••
left Jun 25, 2018, registered Feb 14, 2020 (599 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

T••••• K•••••• left E••••• J•••• for J••• M••••• S••••••••• L•• (registered 2026-04-24)
Apr 16, 2026 · Advisor changed firm · fact
T••••• K•••••• left M••••• S•••••• for E••••• J•••• (registered 2024-02-27)
Feb 20, 2024 · Advisor changed firm · fact
T••••• K•••••• left H••••••••• F•••••••• A••••••• for M••••• S•••••• (registered 2022-04-29)
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address