RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J•••• T•••••
- F•••• I••••••••• S••••••• BD affiliated currentsince Jan 22, 2025 · San Antonio, Tx
- G•••••••• F•••••••• A•••••••• L•• institutionalApr 22, 2022 to Jan 31, 2023 · Baton Rouge, La
- K••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2018 to Mar 31, 2022 · Baton Rouge, La
- J••• M••••• S••••••••• L•• wirehouseSep 20, 2016 to Aug 22, 2018 · Baton Rouge, La
- M••••• S•••••• wirehouseFeb 9, 2016 to Sep 1, 2016 · Baton Rouge, La
- G•••••••• F•••••••• A•••••••• L•• to F•••• I••••••••• S•••••••left Jan 31, 2023, registered Jan 22, 2025 (722 days) · Other
- K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Mar 31, 2022, registered Apr 22, 2022 (22 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to K••••• A••••••• S•••••••• L••left Aug 22, 2018, registered Nov 1, 2018 (71 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• S••••••••• L••left Sep 1, 2016, registered Sep 20, 2016 (19 days) · Wirehouse to wirehouse
- K•••• J•••• T••••• left G•••••••• F•••••••• A•••••••• L•• for F•••• I••••••••• S••••••• (registered 2025-01-22)Jan 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address