DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• N••••

W•••• F•••• A•••••••wirehouseSt. Louis, Modual registrantIAPD 6586928

Feed of 09/14/2026

Also filed as G••••• N••••

At current firm

0 y

since Nov 10, 2025

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Feb 4, 2026 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse current
since Nov 10, 2025 · St. Louis, Mo
E••••• J•••• national BD
Feb 11, 2025 to Oct 8, 2025 · St Louis, Mo
S••••• W••••• A•••••••• I••• no RAUM
Nov 28, 2022 to Jan 8, 2024 · St Louis, Mo
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Dec 12, 2022 · Omaha, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
May 4, 2020 to Nov 28, 2022 · St Louis, Mo
T• A••••••••• I••• former
May 4, 2020 to Oct 14, 2022 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to W•••• F•••• A•••••••
left Oct 8, 2025, registered Nov 10, 2025 (33 days) · Affiliated broker-dealer or bank to wirehouse
S••••• W••••• A•••••••• I••• to E••••• J••••
left Jan 8, 2024, registered Feb 11, 2025 (400 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 12, 2022, registered Nov 28, 2022 (-14 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Nov 28, 2022, registered Jan 26, 2022 (-306 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered May 4, 2020 (-893 days) · corporate re-registration, not a move

Signals

G••••• N•••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2025-11-10)
Oct 8, 2025 · Advisor changed firm · fact
G••••• N•••• left S••••• W••••• A•••••••• I••• for E••••• J•••• (registered 2025-02-11)
Jan 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address