RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R••• P••••
- M•••••• BD affiliated currentsince Oct 4, 2024 · New London, Nh
- R•• C•••••• M••••••• L•• national BDOct 5, 2020 to Sep 25, 2024 · Concord, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 12, 2020 to Oct 5, 2020 · Merrimack, Nh
- E••••• J•••• national BDMar 19, 2019 to Jul 10, 2019 · Stratham, Nh
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Mar 13, 2019 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerSep 11, 2017 to Nov 8, 2018 · Boston, Ma
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliatedDec 21, 2016 to Jun 30, 2017 · Boston, Ma
- R•• C•••••• M••••••• L•• to M••••••left Sep 25, 2024, registered Oct 4, 2024 (9 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to R•• C•••••• M••••••• L••left Oct 5, 2020, registered Oct 5, 2020 (0 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 10, 2019, registered Feb 12, 2020 (217 days) · Affiliated broker-dealer or bank to another
- J••• H•••••• I••••••••• M••••••••• L•• to E••••• J••••left Mar 13, 2019, registered Mar 19, 2019 (6 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Jun 30, 2017, registered Sep 11, 2017 (73 days) · Other
- R•••••• R••• P•••• left R•• C•••••• M••••••• L•• for Mariner (registered 2024-10-04)Sep 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address