DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• P•••••• J••••••

E•••••• A••••••• G••••• L••BD affiliatedPortland, Or IA-onlyIAPD 6599484

Certified Financial Planner

Feed of 09/15/2026

Also filed as J•••••• Tony

At current firm

2 y

since Jul 8, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 8, 2024 · Greenwood Village, Co
J•• F•••••••• G•••• L•• independent RIA
Aug 8, 2023 to Mar 11, 2024 · Downers Grove, Il
F••••• I••••••••• independent RIA
Jan 9, 2019 to Jun 9, 2023 · Plano, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 23, 2018 to Dec 14, 2018 · Santa Rosa, Ca
T• A••••••••• I••• former
Jul 23, 2018 to Dec 14, 2018 · Santa Rosa, Ca
P•••••••• A••••••• national BD
Apr 27, 2018 to Jun 5, 2018 · Newark, Ca

Moves

a registration end followed by a registration begin elsewhere

J•• F•••••••• G•••• L•• to E•••••• A••••••• G••••• L••
left Mar 11, 2024, registered Jul 8, 2024 (119 days) · RIA to affiliated broker-dealer or bank
F••••• I••••••••• to J•• F•••••••• G•••• L••
left Jun 9, 2023, registered Aug 8, 2023 (60 days) · RIA to RIA
T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••
left Dec 14, 2018, registered Jan 9, 2019 (26 days) · RIA to RIA
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 14, 2018, registered Jul 23, 2018 (-144 days) · Other
P•••••••• A••••••• to T• A••••••••• I•••
left Jun 5, 2018, registered Jul 23, 2018 (48 days) · Other

Signals

A•••••• P•••••• J•••••• left J•• F•••••••• G•••• L•• for E•••••• A••••••• G••••• L•• (registered 2024-07-08)
Mar 11, 2024 · Advisor changed firm · fact
A•••••• P•••••• J•••••• left F••••• I••••••••• for J•• F•••••••• G•••• L•• (registered 2023-08-08)
Jun 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address