DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P•••• A••••••

S••••• W••••• A•••••••• I•••no RAUMOrlando, Fldual registrantIAPD 6622277

Certified Financial Planner

Feed of 09/14/2026

Also filed as John P Appleby

At current firm

3 y

since Oct 25, 2022

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Oct 25, 2022 · Orlando, Fl
J••• M••••• S••••••••• L•• wirehouse
Apr 18, 2022 to Aug 16, 2022 · Jacksonville, Fl
M••••• S•••••• wirehouse
Sep 24, 2021 to Apr 6, 2022 · Tampa, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Aug 30, 2021 · Germantown, Tn
S•••••••• A••••••• L•• national BD
May 25, 2018 to Jul 13, 2018 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••
left Aug 16, 2022, registered Oct 25, 2022 (70 days) · Other
M••••• S•••••• to J••• M••••• S••••••••• L••
left Apr 6, 2022, registered Apr 18, 2022 (12 days) · Wirehouse to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••
left Aug 30, 2021, registered Sep 24, 2021 (25 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

J••• P•••• A•••••• left J••• M••••• S••••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2022-10-25)
Aug 16, 2022 · Advisor changed firm · fact
J••• P•••• A•••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2022-04-18)
Apr 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address