DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• K•••• B••••

V••••••• A•••••••• I•••BD affiliatedCharlotte, Ncdual registrantIAPD 6624185

Feed of 09/14/2026

Also filed as J••••••• K B••••

At current firm

3 y

since Nov 15, 2022

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Nov 15, 2022 · Charlotte, Nc
J• W• C••• A•••••••• I••• BD affiliated
May 11, 2022 to Sep 8, 2022 · Tampa, Fl
F•••• independent RIA
Sep 23, 2021 to Mar 4, 2022 · Thonotosassa, Fl
D•••••• F•••••••• G••••• I••• independent RIA
Jun 17, 2021 to Aug 5, 2021 · Lutz, Fl
F••••• I••••••••• independent RIA
May 18, 2020 to Apr 27, 2021 · Tampa, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Apr 27, 2020 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jan 30, 2018 to Jul 13, 2018 · Jacksonville, Fl
E••••• J•••• national BD
May 31, 2016 to Sep 21, 2017 · Lake City, Sc

Moves

a registration end followed by a registration begin elsewhere

J• W• C••• A•••••••• I••• to V••••••• A•••••••• I•••
left Sep 8, 2022, registered Nov 15, 2022 (68 days) · RIA to affiliated broker-dealer or bank
F•••• to J• W• C••• A•••••••• I•••
left Mar 4, 2022, registered May 11, 2022 (68 days) · RIA to RIA
D•••••• F•••••••• G••••• I••• to F••••
left Aug 5, 2021, registered Sep 23, 2021 (49 days) · RIA to RIA
F••••• I••••••••• to D•••••• F•••••••• G••••• I•••
left Apr 27, 2021, registered Jun 17, 2021 (51 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••
left Apr 27, 2020, registered May 18, 2020 (21 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
E••••• J•••• to S•••••••• A••••••• L••
left Sep 21, 2017, registered Jan 30, 2018 (131 days) · Affiliated broker-dealer or bank to another

Signals

J••••••• K•••• B•••• left J• W• C••• A•••••••• I••• for V••••••• A•••••••• I••• (registered 2022-11-15)
Sep 8, 2022 · Advisor changed firm · fact
J••••••• K•••• B•••• left F•••• for J• W• C••• A•••••••• I••• (registered 2022-05-11)
Mar 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address