DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• D• R••••

E•••• S••••••••• L••BD affiliatedOkemos, Midual registrantIAPD 6635052

Feed of 09/14/2026

Also filed as E•••• Deborah R••••

At current firm

3 y

since Aug 21, 2023

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Aug 21, 2023 · Okemos, Mi
E•••• • Y•••• I••••••••• A••••••• L•• no RAUM
Jul 22, 2022 to Sep 15, 2022 · Holt, Mi
M•• I•••••••• S•••••••• L•• BD affiliated
Nov 15, 2021 to Jul 12, 2022 · Southfield, Mi
E•••••••• A•••••••• L•• national BD
Sep 10, 2019 to Nov 22, 2019 · Okemos, Mi
V•••• F•••••••• A•••••••• I••• BD affiliated
May 22, 2018 to Sep 19, 2019 · Novi, Mi
M••••• S•••••• wirehouse
Oct 12, 2016 to May 24, 2018 · East Lansing, Mi

Moves

a registration end followed by a registration begin elsewhere

E•••• • Y•••• I••••••••• A••••••• L•• to E•••• S••••••••• L••
left Sep 15, 2022, registered Aug 21, 2023 (340 days) · Other
M•• I•••••••• S•••••••• L•• to E•••• • Y•••• I••••••••• A••••••• L••
left Jul 12, 2022, registered Jul 22, 2022 (10 days) · Other
E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Nov 22, 2019, registered Nov 15, 2021 (724 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••
left Sep 19, 2019, registered Sep 10, 2019 (-9 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to V•••• F•••••••• A•••••••• I•••
left May 24, 2018, registered May 22, 2018 (-2 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E•••• D• R•••• left E•••• • Y•••• I••••••••• A••••••• L•• for E•••• S••••••••• L•• (registered 2023-08-21)
Sep 15, 2022 · Advisor changed firm · fact
E•••• D• R•••• left M•• I•••••••• S•••••••• L•• for E•••• • Y•••• I••••••••• A••••••• L•• (registered 2022-07-22)
Jul 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address