DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ralph Taylor Rigler
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Jan 1, 2026
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Q3 Advisors, LLC no RAUM currentsince Jan 1, 2026 · Boca Raton, Fl
- Core Wealth Management, Inc. independent RIANov 15, 2022 to Jun 30, 2023 · Jupiter, Fl
- Advice And Planning Services BD affiliatedMar 26, 2019 to Jul 19, 2022 · Boca Raton, Fl
- Creative Planning independent RIAFeb 23, 2018 to Sep 21, 2018 · Boca Raton, Fl
- Exencial Wealth Advisors formerApr 11, 2017 to Oct 25, 2017 · Frisco, Tx
- J.P. Morgan Securities LLC wirehouseSep 9, 2016 to Mar 1, 2017 · Flower Mound, Tx
Moves
a registration end followed by a registration begin elsewhere
- Core Wealth Management, Inc. to Q3 Advisors, LLCleft Jun 30, 2023, registered Jan 1, 2026 (916 days) · Other
- Advice And Planning Services to Core Wealth Management, Inc.left Jul 19, 2022, registered Nov 15, 2022 (119 days) · Affiliated broker-dealer or bank to independent RIA
- Creative Planning to Advice And Planning Servicesleft Sep 21, 2018, registered Mar 26, 2019 (186 days) · RIA to affiliated broker-dealer or bank
- Exencial Wealth Advisors to Creative Planningleft Oct 25, 2017, registered Feb 23, 2018 (121 days) · Other
- J.P. Morgan Securities LLC to Exencial Wealth Advisorsleft Mar 1, 2017, registered Apr 11, 2017 (41 days) · Other
Signals
- Ralph Taylor Rigler left Core Wealth Management, Inc. for Q3 Advisors, Llc (registered 2026-01-01)Jun 30, 2023 · Advisor changed firm · fact
- Ralph Taylor Rigler left Advice And Planning Services for Core Wealth Management, Inc. (registered 2022-11-15)Jul 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address