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Registered advisor
B••••••• M•••••• Y••••
Feed of 09/15/2026
Also filed as B••••••• M•••••• Y••••
At current firm
1 y
since Mar 31, 2025
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Northlake, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 30, 2021 to Mar 31, 2025 · Westlake, Tx
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedNov 21, 2019 to Aug 18, 2021 · Dallas, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMMar 21, 2019 to Nov 13, 2019 · Addison, Tx
- F••••• I••••••••• independent RIAJul 31, 2018 to Jan 10, 2019 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- G•••••• S•••• W••••• S•••••••• L••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 18, 2021, registered Sep 30, 2021 (43 days) · Affiliated broker-dealer or bank to another
- U••• I••••••••• S••••••• C•••••• to G•••••• S•••• W••••• S•••••••• L•••left Nov 13, 2019, registered Nov 21, 2019 (8 days) · Affiliated broker-dealer or bank to another
- F••••• I••••••••• to U••• I••••••••• S••••••• C••••••left Jan 10, 2019, registered Mar 21, 2019 (70 days) · RIA to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address