RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••• R••••••
- M••••• C•••••• M••••••••• L•• independent RIA currentsince Aug 11, 2025 · New York, Ny
- M••••• C•••••• M••••••••• L•• independent RIAMar 8, 2025 to May 5, 2025 · Beverly Hills, Ca
- M••••• C•••••• M••••••••• L•• independent RIAFeb 20, 2024 to Dec 31, 2024 · New York, Ny
- J••• M••••• P•••••• W••••• A••••••• L•• formerMar 26, 2021 to Oct 9, 2023 · Los Angeles, Ca
- M••••• S•••••• wirehouseAug 30, 2019 to Apr 14, 2021 · Sherman Oaks, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 8, 2019 to Aug 14, 2019 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseJul 13, 2018 to Jan 29, 2019 · Encino, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 7, 2017 to Jul 10, 2018 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to M••••• C•••••• M••••••••• L••left Oct 9, 2023, registered Feb 20, 2024 (134 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••left Apr 14, 2021, registered Mar 26, 2021 (-19 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•• I•••••••• S•••••••• L•• to M••••• S••••••left Aug 14, 2019, registered Aug 30, 2019 (16 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 29, 2019, registered Feb 8, 2019 (10 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jul 10, 2018, registered Jul 13, 2018 (3 days) · Wirehouse to wirehouse · moved with a team
- I•••• R•••••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• C•••••• M••••••••• L•• (registered 2024-02-20)Oct 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address