RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• M• G••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince May 31, 2022 · Atlanta, Ga
- P•••••••• A••••••• national BDOct 5, 2020 to May 31, 2022 · Decatur, Ga
- P•• W••••• M••••••••• BD affiliatedJun 13, 2017 to Nov 1, 2018 · Atlanta, Ga
- E••••• J•••• national BDSep 20, 2016 to Mar 21, 2017 · Lithonia, Ga
- P•••••••• A••••••• to J••• M••••• S••••••••• L••left May 31, 2022, registered May 31, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to P•••••••• A•••••••left Nov 1, 2018, registered Oct 5, 2020 (704 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to P•• W••••• M•••••••••left Mar 21, 2017, registered Jun 13, 2017 (84 days) · Other
- L•••• M• G•••••• left P•••••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2022-05-31)May 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address