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RIA Intelligence
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Registered advisor
P••• H•••• P••••••••
Feed of 09/14/2026
Also filed as P••• P••••••••
At current firm
7 y
since Aug 13, 2019
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Aug 13, 2019 · Canonsburg, Pa
- L•••••• I••••••••• independent RIA currentsince Aug 13, 2019 · Canonsburg, Pa
- K•• I••••••••• S••••••• L•• BD affiliatedFeb 15, 2019 to Aug 13, 2019 · Columbus, Oh
- P•• W••••• M••••••••• BD affiliatedMar 28, 2017 to Mar 19, 2018 · Morgantown, Wv
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to L•••••• I•••••••••left Aug 13, 2019, registered Aug 13, 2019 (0 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••left Mar 19, 2018, registered Feb 15, 2019 (333 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address