DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Miguel Palacios Jr

Fifth Third Securities, Inc.BD affiliatedHouston, Txdual registrantIAPD 6704266

Feed of 09/14/2026

Also filed as Miguel A Palacios

At current firm

0 y

since Aug 11, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fifth Third Securities, Inc. BD affiliated current
since Aug 11, 2026 · Houston, Tx
Frost Investment Services BD affiliated
Jun 25, 2024 to Aug 7, 2026 · Houston, Tx
Pnc Wealth Management BD affiliated
Aug 3, 2022 to Jun 24, 2024 · Bellaire, Tx
Wells Fargo Advisors wirehouse
Oct 11, 2021 to Jul 27, 2022 · Houston, Tx
J.P. Morgan Securities LLC wirehouse
Nov 22, 2019 to Sep 11, 2021 · Houston, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 17, 2018 to Jan 11, 2019 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Frost Investment Services to Fifth Third Securities, Inc.
left Aug 7, 2026, registered Aug 11, 2026 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
Pnc Wealth Management to Frost Investment Services
left Jun 24, 2024, registered Jun 25, 2024 (1 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Pnc Wealth Management
left Jul 27, 2022, registered Aug 3, 2022 (7 days) · Wirehouse to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Wells Fargo Advisors
left Sep 11, 2021, registered Oct 11, 2021 (30 days) · Wirehouse to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
left Jan 11, 2019, registered Nov 22, 2019 (315 days) · Wirehouse to wirehouse · moved with a team

Signals

Miguel Palacios Jr left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-11)
Aug 7, 2026 · Advisor changed firm · fact
Miguel Palacios Jr left Pnc Wealth Management for Frost Investment Services (registered 2024-06-25)
Jun 24, 2024 · Advisor changed firm · fact
Miguel Palacios Jr left Wells Fargo Advisors for Pnc Wealth Management (registered 2022-08-03)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address