DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

G••••••• T•••

T••••independent RIANew York, NyIA-onlyIAPD 6718229

Certified Financial Planner

Feed of 09/14/2026

Also filed as T••• G•••••••

At current firm

0 y

since Feb 3, 2026

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••• independent RIA current
since Feb 3, 2026 · New York, Ny
R•••• A•••••••• L•• independent RIA
Feb 9, 2025 to Jan 23, 2026 · New York, Ny
C••••••• institutional
Jul 6, 2021 to Jan 22, 2025 · Lake Success, Ny
F•••• P••••••• W•••••• L•• independent RIA
Jun 18, 2019 to Oct 12, 2021 · Babylon, Ny
F•••• P••••••• W•••••• L•• independent RIA
Apr 4, 2017 to Jul 6, 2017 · Armonk, Ny

Moves

a registration end followed by a registration begin elsewhere

R•••• A•••••••• L•• to T••••
left Jan 23, 2026, registered Feb 3, 2026 (11 days) · RIA to RIA
C••••••• to R•••• A•••••••• L••
left Jan 22, 2025, registered Feb 9, 2025 (18 days) · Other
F•••• P••••••• W•••••• L•• to C•••••••
left Oct 12, 2021, registered Jul 6, 2021 (-98 days) · Other

Signals

G••••••• T••• left R•••• A•••••••• L•• for Titan (registered 2026-02-03)
Jan 23, 2026 · Advisor changed firm · fact
G••••••• T••• left Captrust for R•••• A•••••••• L•• (registered 2025-02-09)
Jan 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address