DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nicholas Loberg

Greystone Financial Group, LLCindependent RIABloomfield Hills, MiIA-onlyIAPD 6778518

Feed of 09/14/2026

Also filed as Nicholas Loberg

At current firm

0 y

since Apr 24, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Greystone Financial Group, LLC independent RIA current
since Apr 24, 2026 · Bloomfield Hills, Mi
Concorde Asset Management, LLC BD affiliated
Jul 12, 2024 to Mar 20, 2026 · Ann Arbor, Mi
Spectrum Financial Resources independent RIA
Sep 21, 2022 to Jun 26, 2024 · Troy, Mi
United Planners' Financial Services Of America A Limited Partner independent RIA
May 23, 2022 to May 24, 2022 · Troy, Mi
Corecap Advisors BD affiliated
Jan 28, 2021 to May 5, 2022 · Southfield, Mi
Harbor Light Planning independent RIA
Feb 10, 2020 to Dec 3, 2020 · Royal Oak, Mi

Moves

a registration end followed by a registration begin elsewhere

Concorde Asset Management, LLC to Greystone Financial Group, LLC
left Mar 20, 2026, registered Apr 24, 2026 (35 days) · Affiliated broker-dealer or bank to independent RIA
Spectrum Financial Resources to Concorde Asset Management, LLC
left Jun 26, 2024, registered Jul 12, 2024 (16 days) · RIA to affiliated broker-dealer or bank
United Planners' Financial Services Of America A Limited Partner to Spectrum Financial Resources
left May 24, 2022, registered Sep 21, 2022 (120 days) · RIA to RIA
Corecap Advisors to United Planners' Financial Services Of America A Limited Partner
left May 5, 2022, registered May 23, 2022 (18 days) · Affiliated broker-dealer or bank to independent RIA
Harbor Light Planning to Corecap Advisors
left Dec 3, 2020, registered Jan 28, 2021 (56 days) · RIA to affiliated broker-dealer or bank

Signals

Nicholas Loberg left Concorde Asset Management, Llc for Greystone Financial Group, Llc (registered 2026-04-24)
Mar 20, 2026 · Advisor changed firm · fact
Nicholas Loberg left Spectrum Financial Resources for Concorde Asset Management, Llc (registered 2024-07-12)
Jun 26, 2024 · Advisor changed firm · fact
Nicholas Loberg left United Planners' Financial Services Of America A Limited Partner for Spectrum Financial Resources (registered 2022-09-21)
May 24, 2022 · Advisor changed firm · fact
Nicholas Loberg left Corecap Advisors for United Planners' Financial Services Of America A Limited Partner (registered 2022-05-23)
May 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address