RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R•••••• J•••••
- S•••• independent RIA currentsince Jul 15, 2025 · Del Mar, Ca
- M••••• G••••• A••••••• I••• independent RIAApr 27, 2021 to Aug 29, 2025 · San Diego, Ca
- E•••••• A•• W•••• F•••••••• L•• formerJul 5, 2018 to Jul 6, 2021 · San Diego, Ca
- E••••• J•••• national BDAug 31, 2017 to Jun 10, 2018 · Vista, Ca
- M••••• G••••• A••••••• I••• to S••••left Aug 29, 2025, registered Jul 15, 2025 (-45 days) · RIA to RIA · moved with a team
- E•••••• A•• W•••• F•••••••• L•• to M••••• G••••• A••••••• I•••left Jul 6, 2021, registered Apr 27, 2021 (-70 days) · RIA to RIA · moved with a team
- E••••• J•••• to E•••••• A•• W•••• F•••••••• L••left Jun 10, 2018, registered Jul 5, 2018 (25 days) · Affiliated broker-dealer or bank to independent RIA
- B•••• R•••••• J••••• left M••••• G••••• A••••••• I••• for Savvy (registered 2025-07-15)Aug 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address