DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• B•••••••

C••••••• A•••••• G••••• I•••independent RIAPlano, Tx dual registrantIAPD 6788697

Feed of 09/15/2026

At current firm

0 y

since Jul 14, 2026

In the industry

15 y

since May 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• A•••••• G••••• I••• independent RIA current
since Jul 14, 2026 · Plano, Tx
R••••• I••••••••• A•••••••• I•• BD affiliated
Nov 30, 2023 to Jul 7, 2026 · Wilmington, De
C••••••• A•••• M••••••••• L•• BD affiliated
Jun 2, 2023 to Dec 1, 2023 · Ann Arbor, Mi
B•••••••• F•••••••• S•••••••• I••• state registered
Nov 12, 2020 to Dec 7, 2023 · Roseville, Ca
E•••• S••••••••• L•• BD affiliated
Nov 29, 2018 to Nov 2, 2020 · Woodland Hills, Ca
C•••••••• F••••••••• I••• BD affiliated
Dec 12, 2017 to Sep 14, 2018 · West Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

R••••• I••••••••• A•••••••• I•• to C••••••• A•••••• G••••• I•••
left Jul 7, 2026, registered Jul 14, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
B•••••••• F•••••••• S•••••••• I••• to C••••••• A•••• M••••••••• L••
left Dec 7, 2023, registered Jun 2, 2023 (-188 days) · Other
C••••••• A•••• M••••••••• L•• to R••••• I••••••••• A•••••••• I••
left Dec 1, 2023, registered Nov 30, 2023 (-1 days) · Affiliated broker-dealer or bank to another
E•••• S••••••••• L•• to B•••••••• F•••••••• S•••••••• I•••
left Nov 2, 2020, registered Nov 12, 2020 (10 days) · Affiliated broker-dealer or bank to a state-registered adviser
C•••••••• F••••••••• I••• to E•••• S••••••••• L••
left Sep 14, 2018, registered Nov 29, 2018 (76 days) · Affiliated broker-dealer or bank to another

Signals

J••••• B••••••• left R••••• I••••••••• A•••••••• I•• for C••••••• A•••••• G••••• I••• (registered 2026-07-14)
Jul 7, 2026 · a•••••• firm change · fact
J••••• B••••••• left B•••••••• F•••••••• S•••••••• I••• for C••••••• A•••• M••••••••• L•• (registered 2023-06-02)
Dec 7, 2023 · a•••••• firm change · fact
J••••• B••••••• left C••••••• A•••• M••••••••• L•• for R••••• I••••••••• A•••••••• I•• (registered 2023-11-30)
Dec 1, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address