DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• L•••• E••••••••

E•••••• A••••••• G••••• L••BD affiliatedFayetteville, Nc dual registrantIAPD 6851068

Feed of 09/14/2026

At current firm

0 y

since Aug 27, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Aug 27, 2026 · Greenwood Village, Co
W•••• F•••• A••••••• wirehouse
Aug 1, 2024 to Aug 5, 2026 · Fayetteville, Nc
F••••••• P••••••• A•• W•••••••• A••••••• former
Jan 12, 2023 to Aug 2, 2024 · Durham, Nc
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Dec 15, 2022 · Fayetteville, Nc
C••• B•••••••• S•••••••• I••• former
Feb 11, 2020 to May 18, 2022 · Fayetteville, Nc
M••••• S•••••• wirehouse
Oct 17, 2018 to Apr 18, 2019 · Fayetteville, Nc
F•••• C•••••• A••••••• S••••••• BD affiliated
Jan 11, 2018 to Jul 11, 2018 · Fayetteville, Nc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••
left Aug 5, 2026, registered Aug 27, 2026 (22 days) · Wirehouse to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••
left Aug 2, 2024, registered Aug 1, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
L•• F•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Dec 15, 2022, registered Jan 12, 2023 (28 days) · RIA to affiliated broker-dealer or bank
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
M••••• S•••••• to C••• B•••••••• S•••••••• I•••
left Apr 18, 2019, registered Feb 11, 2020 (299 days) · Wirehouse to affiliated broker-dealer or bank
F•••• C•••••• A••••••• S••••••• to M••••• S••••••
left Jul 11, 2018, registered Oct 17, 2018 (98 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J••••• L•••• E•••••••• left W•••• F•••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2026-08-27)
Aug 5, 2026 · Advisor changed firm · fact
J••••• L•••• E•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2024-08-01)
Aug 2, 2024 · Advisor changed firm · fact
J••••• L•••• E•••••••• left L•• F•••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-01-12)
Dec 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address