RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R• V•• B••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Feb 5, 2024 · Denver, Co
- J••• M••••• S••••••••• L•• wirehouseAug 3, 2023 to Oct 3, 2023 · Aurora, Co
- E•••••• A••••••• G••••• L•• BD affiliatedDec 18, 2019 to Mar 8, 2021 · Greenwood Village, Co
- E••••• J•••• national BDJul 3, 2019 to Nov 25, 2019 · Aurora, Co
- L••• F•••••••• M••••••••• I••• independent RIAJan 13, 2018 to Jun 28, 2019 · Centennial, Co
- J••• M••••• S••••••••• L•• to M••••• G••••• A••••••• I•••left Oct 3, 2023, registered Feb 5, 2024 (125 days) · Wirehouse to independent RIA
- E•••••• A••••••• G••••• L•• to J••• M••••• S••••••••• L••left Mar 8, 2021, registered Aug 3, 2023 (878 days) · Other
- E••••• J•••• to E•••••• A••••••• G••••• L••left Nov 25, 2019, registered Dec 18, 2019 (23 days) · Other
- L••• F•••••••• M••••••••• I••• to E••••• J••••left Jun 28, 2019, registered Jul 3, 2019 (5 days) · RIA to affiliated broker-dealer or bank
- M•••••• R• V•• B•••••• left J••• M••••• S••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-02-05)Oct 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address