DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• J• T••••••

K•• I••••••••• S••••••• L••BD affiliatedScarborough, Me dual registrantIAPD 6896726

Feed of 09/15/2026

Also filed as Ej Turrisi

At current firm

2 y

since Nov 9, 2023

In the industry

15 y

since May 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Nov 9, 2023 · South Portland, Me
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated
Sep 18, 2019 to Nov 2, 2023 · Greenville, Nc
W•••• F•••• A••••••• wirehouse
Dec 17, 2018 to Sep 18, 2019 · Wilmington, Nc
E••••• J•••• national BD
Jun 18, 2018 to Aug 27, 2018 · Winterville, Nc
W•••• F•••• A••••••• wirehouse
Feb 21, 2018 to Jun 18, 2018 · Holyoke, Ma

Moves

a registration end followed by a registration begin elsewhere

F•••• C••••••• I••••••• S•••••••• I••• to K•• I••••••••• S••••••• L••
left Nov 2, 2023, registered Nov 9, 2023 (7 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to F•••• C••••••• I••••••• S•••••••• I•••
left Sep 18, 2019, registered Sep 18, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to W•••• F•••• A•••••••
left Aug 27, 2018, registered Dec 17, 2018 (112 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to E••••• J••••
left Jun 18, 2018, registered Jun 18, 2018 (0 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E••••• J• T•••••• left F•••• C••••••• I••••••• S•••••••• I••• for K•• I••••••••• S••••••• L•• (registered 2023-11-09)
Nov 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address