DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Steven Eugene Ervin
At current firm
2 y
since May 13, 2024
In the industry
21 y
since Nov 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince May 13, 2024 · Pataskala, Oh
- Voya Financial Advisors, Inc. BD affiliatedJul 11, 2023 to May 21, 2024 · Columbus, Oh
- Corecap Advisors BD affiliatedDec 16, 2022 to Jul 6, 2023 · Southfield, Mi
- Allstate Financial Advisors, LLC BD affiliatedJul 7, 2022 to Nov 15, 2022 · Zanesville, Oh
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Edward Jonesleft May 21, 2024, registered May 13, 2024 (-8 days) · Affiliated broker-dealer or bank to another
- Corecap Advisors to Voya Financial Advisors, Inc.left Jul 6, 2023, registered Jul 11, 2023 (5 days) · Affiliated broker-dealer or bank to another
- Allstate Financial Advisors, LLC to Corecap Advisorsleft Nov 15, 2022, registered Dec 16, 2022 (31 days) · Affiliated broker-dealer or bank to another
Signals
- Steven E Ervin left Voya Financial Advisors, Inc. for Edward Jones (registered 2024-05-13)May 21, 2024 · Advisor changed firm · fact
- Steven E Ervin left Corecap Advisors for Voya Financial Advisors, Inc. (registered 2023-07-11)Jul 6, 2023 · Advisor changed firm · fact
- Steven E Ervin left Allstate Financial Advisors, Llc for Corecap Advisors (registered 2022-12-16)Nov 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address