RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G• E••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Mar 10, 2025 · Newport Beach, Ca
- O••••••• B•• W••••• P••••••• independent RIAJul 7, 2022 to Oct 9, 2023 · Parsippany, Nj
- P•••••• A•••••• G••••• L•• BD affiliatedJun 30, 2020 to Jul 20, 2022 · Morristown, Nj
- B••••• P••••• A•••••••• L•• independent RIAApr 22, 2019 to Aug 5, 2020 · Summitt, Nj
- B••••• P••••• W••••• A•••••••• L•• formerApr 22, 2019 to Apr 27, 2020 · Summit, Nj
- H••••• W••••• A•••••••• L••• formerJun 6, 2018 to May 7, 2019 · Summit, Nj
- O••••••• B•• W••••• P••••••• to B••••• P••••• A•••••••• L••left Oct 9, 2023, registered Mar 10, 2025 (518 days) · RIA to RIA · moved with a team
- P•••••• A•••••• G••••• L•• to O••••••• B•• W••••• P•••••••left Jul 20, 2022, registered Jul 7, 2022 (-13 days) · corporate re-registration, not a move
- B••••• P••••• A•••••••• L•• to P•••••• A•••••• G••••• L••left Aug 5, 2020, registered Jun 30, 2020 (-36 days) · RIA to RIA
- B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 27, 2020, registered Apr 22, 2019 (-371 days) · corporate re-registration, not a move
- H••••• W••••• A•••••••• L••• to B••••• P••••• W••••• A•••••••• L••left May 7, 2019, registered Apr 22, 2019 (-15 days) · RIA to RIA · moved with a team
- J•••• G• E•••••• left O••••••• B•• W••••• P••••••• for B••••• P••••• A•••••••• L•• (registered 2025-03-10)Oct 9, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address