DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• S•••••••

F••••• I•••••••••independent RIAPlano, TxIA-onlyIAPD 6924772

Feed of 09/14/2026

Also filed as A••••• Collins S•••••••

At current firm

0 y

since Apr 17, 2026

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Apr 17, 2026 · Plano, Tx
S••• W••••• L•• BD affiliated
Jun 3, 2025 to Apr 14, 2026 · Jacksonville, Fl
V••••••• A•••••••• I••• BD affiliated
Oct 7, 2021 to Mar 6, 2025 · Malvern, Pa
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 1, 2019 to Sep 15, 2020 · Athens, Ga
E••••• J•••• national BD
Jun 25, 2018 to Nov 29, 2018 · Martin, Ga

Moves

a registration end followed by a registration begin elsewhere

S••• W••••• L•• to F••••• I•••••••••
left Apr 14, 2026, registered Apr 17, 2026 (3 days) · Affiliated broker-dealer or bank to independent RIA
V••••••• A•••••••• I••• to S••• W••••• L••
left Mar 6, 2025, registered Jun 3, 2025 (89 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to V••••••• A•••••••• I•••
left Sep 15, 2020, registered Oct 7, 2021 (387 days) · Other
E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••
left Nov 29, 2018, registered Oct 1, 2019 (306 days) · Other

Signals

A••••• S••••••• left S••• W••••• L•• for F••••• I••••••••• (registered 2026-04-17)
Apr 14, 2026 · Advisor changed firm · fact
A••••• S••••••• left V••••••• A•••••••• I••• for S••• W••••• L•• (registered 2025-06-03)
Mar 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address