DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• J••••• M•••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 6976164

Feed of 09/14/2026

Also filed as A•••••• J••••• M•••••

At current firm

1 y

since Jan 28, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jan 28, 2025 · Scottsdale, Az
M••••• W••••• M••••••••• unclassified
Jul 12, 2024 to Aug 20, 2024 · Chandler, Az
M•••••• BD affiliated
May 19, 2023 to Jun 3, 2024 · Phoenix, Az
E•••••• F•••••••• E•••••• independent RIA
Dec 24, 2020 to May 31, 2023 · Phoenix, Az
W•••• F•••• A••••••• wirehouse
Apr 7, 2020 to Nov 4, 2020 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

M••••• W••••• M••••••••• to V••••••• A•••••••• I•••
left Aug 20, 2024, registered Jan 28, 2025 (161 days) · Other
M•••••• to M••••• W••••• M•••••••••
left Jun 3, 2024, registered Jul 12, 2024 (39 days) · Other
E•••••• F•••••••• E•••••• to M••••••
left May 31, 2023, registered May 19, 2023 (-12 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to E•••••• F•••••••• E••••••
left Nov 4, 2020, registered Dec 24, 2020 (50 days) · Wirehouse to independent RIA · moved with a team

Signals

A•••••• J••••• M••••• left M••••• W••••• M••••••••• for V••••••• A•••••••• I••• (registered 2025-01-28)
Aug 20, 2024 · Advisor changed firm · fact
A•••••• J••••• M••••• left Mariner for M••••• W••••• M••••••••• (registered 2024-07-12)
Jun 3, 2024 · Advisor changed firm · fact
A•••••• J••••• M••••• left E•••••• F•••••••• E•••••• for Mariner (registered 2023-05-19)
May 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address