DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Naysan Vahdat

J.P. Morgan Securities LLCwirehouseIrvine, Cadual registrantIAPD 7005851

Feed of 09/14/2026

Also filed as Naysan Vahdat

At current firm

1 y

since Jan 15, 2025

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Jan 15, 2025 · Irvine, Ca
Morgan Stanley wirehouse
Sep 5, 2023 to Dec 12, 2024 · Irvine, Ca
E*Trade Capital Management, LLC former
May 9, 2023 to Sep 5, 2023 · Irvine, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 10, 2022 to Apr 27, 2023 · Ladera Ranch, Ca
Goldman Sachs Wealth Services, L.P. BD affiliated
Oct 14, 2021 to Oct 28, 2022 · Irvine, Ca
Wells Fargo Advisors wirehouse
Jun 2, 2020 to Mar 8, 2021 · San Clemente, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 5, 2018 to May 18, 2020 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to J.P. Morgan Securities LLC
left Dec 12, 2024, registered Jan 15, 2025 (34 days) · Wirehouse to wirehouse
E*Trade Capital Management, LLC to Morgan Stanley
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to E*Trade Capital Management, LLC
left Apr 27, 2023, registered May 9, 2023 (12 days) · Wirehouse to independent RIA
Goldman Sachs Wealth Services, L.P. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 28, 2022, registered Nov 10, 2022 (13 days) · Affiliated broker-dealer or bank to wirehouse
Wells Fargo Advisors to Goldman Sachs Wealth Services, L.P.
left Mar 8, 2021, registered Oct 14, 2021 (220 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left May 18, 2020, registered Jun 2, 2020 (15 days) · Wirehouse to wirehouse

Signals

Naysan Vahdat left Morgan Stanley for J.P. Morgan Securities Llc (registered 2025-01-15)
Dec 12, 2024 · Advisor changed firm · fact
Naysan Vahdat left Merrill Lynch, Pierce, Fenner & Smith Incorporated for E*Trade Capital Management, Llc (registered 2023-05-09)
Apr 27, 2023 · Advisor changed firm · fact
Naysan Vahdat left Goldman Sachs Wealth Services, L.P. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-10)
Oct 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address