DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shamyia I Smith

Morgan StanleywirehouseBaltimore, Mddual registrantIAPD 7025248

Feed of 09/14/2026

Also filed as Shamyia Smith

At current firm

0 y

since Feb 13, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Feb 13, 2026 · Baltimore, Md
First Citizens Investor Services, Inc. BD affiliated
Jun 17, 2025 to Aug 19, 2025 · Raleigh, Nc
J.P. Morgan Securities LLC wirehouse
Sep 12, 2023 to Jun 12, 2025 · Raleigh, Nc
Wells Fargo Advisors wirehouse
Aug 1, 2022 to Apr 22, 2023 · Raleigh, Nc
Fidelity Personal And Workplace Advisors former
Feb 15, 2022 to Aug 2, 2022 · Durham, Nc

Moves

a registration end followed by a registration begin elsewhere

First Citizens Investor Services, Inc. to Morgan Stanley
left Aug 19, 2025, registered Feb 13, 2026 (178 days) · Affiliated broker-dealer or bank to wirehouse
J.P. Morgan Securities LLC to First Citizens Investor Services, Inc.
left Jun 12, 2025, registered Jun 17, 2025 (5 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to J.P. Morgan Securities LLC
left Apr 22, 2023, registered Sep 12, 2023 (143 days) · Wirehouse to wirehouse
Fidelity Personal And Workplace Advisors to Wells Fargo Advisors
left Aug 2, 2022, registered Aug 1, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

Shamyia I Smith left First Citizens Investor Services, Inc. for Morgan Stanley (registered 2026-02-13)
Aug 19, 2025 · Advisor changed firm · fact
Shamyia I Smith left J.P. Morgan Securities Llc for First Citizens Investor Services, Inc. (registered 2025-06-17)
Jun 12, 2025 · Advisor changed firm · fact
Shamyia I Smith left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2023-09-12)
Apr 22, 2023 · Advisor changed firm · fact
Shamyia I Smith left Fidelity Personal And Workplace Advisors for Wells Fargo Advisors (registered 2022-08-01)
Aug 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address