DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Claude Wilson

Pnc Wealth ManagementBD affiliatedChampaign, Il dual registrantIAPD 7050519

Feed of 09/14/2026

Also filed as Claude Wilson

At current firm

0 y

since Sep 19, 2025

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pnc Wealth Management BD affiliated current
since Sep 19, 2025 · Champaign, Il
Cetera Investment Advisers LLC BD affiliated
May 19, 2023 to Sep 19, 2025 · Tuscola, Il
Commerce Brokerage Services, Inc former
Jun 20, 2022 to May 9, 2023 · St. Louis, Mo
Sanctuary Advisors, LLC BD affiliated
Mar 23, 2021 to Apr 14, 2022 · Champaign, Il
J.P. Morgan Securities LLC wirehouse
Jan 15, 2020 to Mar 4, 2021 · Champaign, Il
Edward Jones national BD
Feb 21, 2019 to Oct 1, 2019 · Paxton, Il

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Pnc Wealth Management
left Sep 19, 2025, registered Sep 19, 2025 (0 days) · Affiliated broker-dealer or bank to another
Commerce Brokerage Services, Inc to Cetera Investment Advisers LLC
left May 9, 2023, registered May 19, 2023 (10 days) · RIA to affiliated broker-dealer or bank
Sanctuary Advisors, LLC to Commerce Brokerage Services, Inc
left Apr 14, 2022, registered Jun 20, 2022 (67 days) · Affiliated broker-dealer or bank to independent RIA
J.P. Morgan Securities LLC to Sanctuary Advisors, LLC
left Mar 4, 2021, registered Mar 23, 2021 (19 days) · Wirehouse to affiliated broker-dealer or bank
Edward Jones to J.P. Morgan Securities LLC
left Oct 1, 2019, registered Jan 15, 2020 (106 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Claude Wilson left Cetera Investment Advisers Llc for Pnc Wealth Management (registered 2025-09-19)
Sep 19, 2025 · Advisor changed firm · fact
Claude Wilson left Commerce Brokerage Services, Inc for Cetera Investment Advisers Llc (registered 2023-05-19)
May 9, 2023 · Advisor changed firm · fact
Claude Wilson left Sanctuary Advisors, Llc for Commerce Brokerage Services, Inc (registered 2022-06-20)
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address