RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• B••••••• W•••••
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince Jan 20, 2026 · Roseville, Ca
- L•• E••••••••• L•• BD affiliatedJun 4, 2025 to Jan 21, 2026 · Roseville, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 26, 2022 to Apr 23, 2025 · Roseville, Ca
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJul 16, 2021 to Dec 31, 2021 · Redding, Ca
- E••••• J•••• national BDJun 18, 2019 to Dec 24, 2019 · Grass Valley, Ca
- L•• E••••••••• L•• to F•••• C•••••• A••••••• S•••••••left Jan 21, 2026, registered Jan 20, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to L•• E••••••••• L••left Apr 23, 2025, registered Jun 4, 2025 (42 days) · Affiliated broker-dealer or bank to another
- A••••••• F•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Dec 31, 2021, registered Aug 26, 2022 (238 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••• F•••••••• A•••••••• L••left Dec 24, 2019, registered Jul 16, 2021 (570 days) · Affiliated broker-dealer or bank to another
- C•••• B••••••• W••••• left L•• E••••••••• L•• for F•••• C•••••• A••••••• S••••••• (registered 2026-01-20)Jan 21, 2026 · Advisor changed firm · fact
- C•••• B••••••• W••••• left V•••• F•••••••• A•••••••• I••• for L•• E••••••••• L•• (registered 2025-06-04)Apr 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address