RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• L••••••• O••••
- I• F•••••••• A••••••• S••••••• L•• i••••••••• wealth currentsince Jan 9, 2026 · Charlotte, Nc
- I••••••••• F•••••••• G••••• L•• BD affiliatedAug 15, 2017 to Apr 30, 2021 · Melbourne, Fl
- F•••••••• W••• G•••• formerMar 9, 2016 to Aug 11, 2017 · Melbourne, Fl
- S• A•••••••• L•• i••••••••• wealthJun 11, 2013 to Oct 13, 2014 · Atlanta, Ga
- A••••••• F•••••••• A•••••••• L•• unclassifiedJan 11, 2011 to Dec 31, 2023 · Melbourne, Fl
- A••••••• F•••••••• A•••••••• L•• unclassifiedJan 11, 2011 to Dec 31, 2020 · Melbourne, Fl
- M••••••• C•••••••• S••••••••• I••• unclassifiedSep 17, 2010 to Apr 17, 2013 · Melbourne, Fl
- W•••• E••••• G••••• I••• BD affiliatedDec 3, 2007 to Nov 25, 2009 · Melbourne, Fl
- M••••• S•••••• C••••••••• unclassifiedNov 26, 2001 to Nov 15, 2007 · Melbourne, Fl
- A••••••• F•••••••• A•••••••• L•• to S• A•••••••• L••left Dec 31, 2023, registered Jun 11, 2013 (-3855 days) · Other
- I••••••••• F•••••••• G••••• L•• to I• F•••••••• A••••••• S••••••• L••left Apr 30, 2021, registered Jan 9, 2026 (1715 days) · Affiliated broker-dealer or bank to independent RIA
- F•••••••• W••• G•••• to I••••••••• F•••••••• G••••• L••left Aug 11, 2017, registered Aug 15, 2017 (4 days) · Other
- S• A•••••••• L•• to F•••••••• W••• G••••left Oct 13, 2014, registered Mar 9, 2016 (513 days) · Other
- M••••••• C•••••••• S••••••••• I••• to A••••••• F•••••••• A•••••••• L••left Apr 17, 2013, registered Jan 11, 2011 (-827 days) · Other
- W•••• E••••• G••••• I••• to M••••••• C•••••••• S••••••••• I•••left Nov 25, 2009, registered Sep 17, 2010 (296 days) · Other
- M••••• S•••••• C••••••••• to W•••• E••••• G••••• I•••left Nov 15, 2007, registered Dec 3, 2007 (18 days) · Other
- S•••• L••••••• O•••• left A••••••• F•••••••• A•••••••• L•• for S• A•••••••• L•• (registered 2013-06-11)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address