DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• M•••••• A••••

A••••• A•• P••••••• S•••••••BD affiliatedCelina, Tx dual registrantIAPD 7140932

Feed of 09/14/2026

Also filed as R••• M•••••• A••••

At current firm

0 y

since Nov 28, 2025

In the industry

29 y

since Sep 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Nov 28, 2025 · Frisco, Tx
F••••• I••••••••• independent RIA
Oct 25, 2024 to Oct 1, 2025 · Plano, Tx
V••••••• A•••••••• I••• BD affiliated
Jun 17, 2022 to Oct 1, 2024 · Plano, Tx
J••• M••••• S••••••••• L•• wirehouse
Jul 30, 2021 to Jun 15, 2022 · Plano, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 5, 2020 to Jun 30, 2021 · Westlake, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 4, 2019 to Aug 13, 2020 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to A••••• A•• P••••••• S•••••••
left Oct 1, 2025, registered Nov 28, 2025 (58 days) · RIA to affiliated broker-dealer or bank
V••••••• A•••••••• I••• to F••••• I•••••••••
left Oct 1, 2024, registered Oct 25, 2024 (24 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••
left Jun 15, 2022, registered Jun 17, 2022 (2 days) · Wirehouse to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••
left Jun 30, 2021, registered Jul 30, 2021 (30 days) · Affiliated broker-dealer or bank to wirehouse
A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 13, 2020, registered Oct 5, 2020 (53 days) · Affiliated broker-dealer or bank to another

Signals

R••• M•••••• A•••• left F••••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2025-11-28)
Oct 1, 2025 · Advisor changed firm · fact
R••• M•••••• A•••• left V••••••• A•••••••• I••• for F••••• I••••••••• (registered 2024-10-25)
Oct 1, 2024 · Advisor changed firm · fact
R••• M•••••• A•••• left J••• M••••• S••••••••• L•• for V••••••• A•••••••• I••• (registered 2022-06-17)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address