DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• V••••••

E•••••• A••••••• G••••• L••BD affiliatedLa Jolla, Ca dual registrantIAPD 7148744

Feed of 09/15/2026

Also filed as T•••• V••••••

At current firm

0 y

since Oct 9, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Oct 9, 2025 · Greenwood Village, Co
A••••• A•• P••••••• S••••••• BD affiliated
Jul 11, 2024 to Jun 23, 2025 · Cambridge, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 20, 2023 to Jul 1, 2024 · San Diego, Ca
V••••••• A•••••••• I••• BD affiliated
Nov 11, 2020 to Jul 22, 2022 · Scottsdale, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Dec 3, 2019 to Jul 30, 2020 · Colorado Springs, Co
E•••••••• A•••••••• L•• national BD
Sep 17, 2019 to Nov 6, 2019 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••
left Jun 23, 2025, registered Oct 9, 2025 (108 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••
left Jul 1, 2024, registered Jul 11, 2024 (10 days) · Wirehouse to affiliated broker-dealer or bank
V••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 22, 2022, registered Mar 20, 2023 (241 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
U••• I••••••••• S••••••• C•••••• to V••••••• A•••••••• I•••
left Jul 30, 2020, registered Nov 11, 2020 (104 days) · Other · moved with a team
E•••••••• A•••••••• L•• to U••• I••••••••• S••••••• C••••••
left Nov 6, 2019, registered Dec 3, 2019 (27 days) · Affiliated broker-dealer or bank to another

Signals

T•••• V•••••• left A••••• A•• P••••••• S••••••• for E•••••• A••••••• G••••• L•• (registered 2025-10-09)
Jun 23, 2025 · Advisor changed firm · fact
T•••• V•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2024-07-11)
Jul 1, 2024 · Advisor changed firm · fact
T•••• V•••••• left V••••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-03-20)
Jul 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address