DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••• B•••••

M••••••BD affiliatedTigard, Or IA-onlyIAPD 7166722

Feed of 09/15/2026

At current firm

0 y

since Mar 16, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Mar 16, 2026 · Tigard, Or
S••••••• I••••••••• A•••••••• I••• other
Aug 21, 2024 to Mar 10, 2026 · Portland, Or
F••••• I••••••••• independent RIA
Oct 10, 2022 to Jul 10, 2024 · Plano, Tx
C••••••••• F•••••••• N•••••• national BD
Mar 1, 2021 to Sep 20, 2022 · Yreka, Ca

Moves

a registration end followed by a registration begin elsewhere

S••••••• I••••••••• A•••••••• I••• to M••••••
left Mar 10, 2026, registered Mar 16, 2026 (6 days) · Other
F••••• I••••••••• to S••••••• I••••••••• A•••••••• I•••
left Jul 10, 2024, registered Aug 21, 2024 (42 days) · Other
C••••••••• F•••••••• N•••••• to F••••• I•••••••••
left Sep 20, 2022, registered Oct 10, 2022 (20 days) · Affiliated broker-dealer or bank to independent RIA

Signals

N••• B••••• left S••••••• I••••••••• A•••••••• I••• for Mariner (registered 2026-03-16)
Mar 10, 2026 · Advisor changed firm · fact
N••• B••••• left F••••• I••••••••• for S••••••• I••••••••• A•••••••• I••• (registered 2024-08-21)
Jul 10, 2024 · Advisor changed firm · fact
N••• B••••• left C••••••••• F•••••••• N•••••• for F••••• I••••••••• (registered 2022-10-10)
Sep 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address