RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• H••••• H•••••
- M••••••••• W••••• M••••••••• no RAUM currentsince Mar 2, 2026 · Longwood, Fl
- M••••••••• R••••••••• BD affiliatedFeb 10, 2014 to Mar 16, 2026 · Longwood, Fl
- C••••• A•••••• N••••••• L•• formerMar 10, 2010 to May 21, 2010 · Orlando, Fl
- T••••••••• A••••••• I•• asset managerJan 7, 2009 to Nov 23, 2009 · Cincinnati, Oh
- V••• I••••••••• M••••••••• C•• L•• asset managerApr 8, 2008 to Sep 12, 2008 · New York, Ny
- M••••••••• R••••••••• to M••••••••• W••••• M•••••••••left Mar 16, 2026, registered Mar 2, 2026 (-14 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to M••••••••• R•••••••••left May 21, 2010, registered Feb 10, 2014 (1361 days) · Other
- T••••••••• A••••••• I•• to C••••• A•••••• N••••••• L••left Nov 23, 2009, registered Mar 10, 2010 (107 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to T••••••••• A••••••• I••left Sep 12, 2008, registered Jan 7, 2009 (117 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address