DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Samuel Dylan Stewart

Raymond James Financial Services Advisors, IncBD affiliatedAustin, Txdual registrantIAPD 7258496

Feed of 09/14/2026

Also filed as Sam Stewart

At current firm

1 y

since Jun 23, 2025

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Jun 23, 2025 · Austin, Tx
Allstate Financial Advisors, LLC BD affiliated
May 31, 2023 to Jun 20, 2025 · New Braunfels, Tx
J.P. Morgan Securities LLC wirehouse
Mar 23, 2023 to Apr 22, 2023 · Georgetown, Tx
Thrivent Investment Management Inc. BD affiliated
Jan 14, 2022 to Mar 21, 2023 · Cedar Park, Tx

Moves

a registration end followed by a registration begin elsewhere

Allstate Financial Advisors, LLC to Raymond James Financial Services Advisors, Inc
left Jun 20, 2025, registered Jun 23, 2025 (3 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Allstate Financial Advisors, LLC
left Apr 22, 2023, registered May 31, 2023 (39 days) · Wirehouse to affiliated broker-dealer or bank
Thrivent Investment Management Inc. to J.P. Morgan Securities LLC
left Mar 21, 2023, registered Mar 23, 2023 (2 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Samuel Dylan Stewart left Allstate Financial Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-06-23)
Jun 20, 2025 · Advisor changed firm · fact
Samuel Dylan Stewart left J.P. Morgan Securities Llc for Allstate Financial Advisors, Llc (registered 2023-05-31)
Apr 22, 2023 · Advisor changed firm · fact
Samuel Dylan Stewart left Thrivent Investment Management Inc. for J.P. Morgan Securities Llc (registered 2023-03-23)
Mar 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address