DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• K•••••

H••••••••• F•••••••• A•••••••BD affiliatedColumbus, Oh dual registrantIAPD 7303595

Feed of 09/15/2026

Also filed as K•••••• J Juska

At current firm

0 y

since Oct 2, 2025

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jun 29, 2026 · Fremont, Mi
H••••••••• F•••••••• A••••••• BD affiliated current
since Oct 2, 2025 · Fremont, Mi
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Oct 2, 2025 · Fremont, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
Jan 18, 2024 to Mar 31, 2025 · Hesperia, Mi
J••• M••••• S••••••••• L•• wirehouse
Nov 29, 2022 to Jan 4, 2024 · Grand Haven, Mi
E••••• J•••• national BD
Apr 20, 2022 to Oct 11, 2022 · Newaygo, Mi
F•••• T•••• S••••••••• I••• BD affiliated
Jul 7, 2021 to Apr 13, 2022 · Fremont, Mi

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••
left Oct 2, 2025, registered Oct 2, 2025 (0 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 4, 2024, registered Jan 18, 2024 (14 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to J••• M••••• S••••••••• L••
left Oct 11, 2022, registered Nov 29, 2022 (49 days) · Affiliated broker-dealer or bank to wirehouse
F•••• T•••• S••••••••• I••• to E••••• J••••
left Apr 13, 2022, registered Apr 20, 2022 (7 days) · Affiliated broker-dealer or bank to another

Signals

K•••••• K••••• left S•••••••• A••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2025-10-02)
Oct 2, 2025 · Advisor changed firm · fact
K•••••• K••••• left J••• M••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-01-18)
Jan 4, 2024 · Advisor changed firm · fact
K•••••• K••••• left E••••• J•••• for J••• M••••• S••••••••• L•• (registered 2022-11-29)
Oct 11, 2022 · Advisor changed firm · fact
K•••••• K••••• left F•••• T•••• S••••••••• I••• for E••••• J•••• (registered 2022-04-20)
Apr 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address