DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Haley Pink

Rockefeller Capital ManagementBD affiliatedNew York, Ny dual registrantIAPD 7359605

Feed of 09/14/2026

Also filed as Haley Pink

At current firm

2 y

since Jul 5, 2024

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Rockefeller Capital Management BD affiliated current
since Jul 5, 2024 · New York, Ny
J.P. Morgan Securities LLC wirehouse
Nov 24, 2023 to Jul 6, 2024 · Boston, Ma
J.P. Morgan Private Wealth Advisors LLC former
Sep 22, 2022 to Jul 9, 2024 · Boston, Ma
Cw Advisors, LLC independent RIA
Jun 21, 2022 to Aug 5, 2022 · Boston, Ma
J.P. Morgan Private Wealth Advisors LLC former
Sep 16, 2021 to Jun 7, 2022 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Private Wealth Advisors LLC to J.P. Morgan Securities LLC
left Jul 9, 2024, registered Nov 24, 2023 (-228 days) · channel change inside one enterprise, not a move · moved with a team
J.P. Morgan Securities LLC to Rockefeller Capital Management
left Jul 6, 2024, registered Jul 5, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Cw Advisors, LLC to J.P. Morgan Private Wealth Advisors LLC
left Aug 5, 2022, registered Sep 22, 2022 (48 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Private Wealth Advisors LLC to Cw Advisors, LLC
left Jun 7, 2022, registered Jun 21, 2022 (14 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Haley Pink left J.P. Morgan Securities Llc for Rockefeller Capital Management (registered 2024-07-05)
Jul 6, 2024 · Advisor changed firm · fact
Haley Pink left Cw Advisors, Llc for J.P. Morgan Private Wealth Advisors Llc (registered 2022-09-22)
Aug 5, 2022 · Advisor changed firm · fact
Haley Pink left J.P. Morgan Private Wealth Advisors Llc for Cw Advisors, Llc (registered 2022-06-21)
Jun 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address