DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Kent Brumfield
Feed of 09/14/2026
Also filed as Thomas Kent Brumfield
At current firm
0 y
since Mar 9, 2026
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Mar 9, 2026 · Land O Lakes, Fl
- Transamerica Retirement Advisors, LLC BD affiliatedAug 1, 2024 to Jan 20, 2026 · Land O Lakes, Fl
- Morgan Stanley wirehouseFeb 7, 2023 to May 7, 2024 · Tampa, Fl
- Fisher Investments independent RIAAug 23, 2021 to Nov 4, 2022 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Retirement Advisors, LLC to Edelman Financial Enginesleft Jan 20, 2026, registered Mar 9, 2026 (48 days) · Affiliated broker-dealer or bank to independent RIA
- Morgan Stanley to Transamerica Retirement Advisors, LLCleft May 7, 2024, registered Aug 1, 2024 (86 days) · Wirehouse to affiliated broker-dealer or bank
- Fisher Investments to Morgan Stanleyleft Nov 4, 2022, registered Feb 7, 2023 (95 days) · RIA to wirehouse
Signals
- Thomas Kent Brumfield left Transamerica Retirement Advisors, Llc for Edelman Financial Engines (registered 2026-03-09)Jan 20, 2026 · Advisor changed firm · fact
- Thomas Kent Brumfield left Morgan Stanley for Transamerica Retirement Advisors, Llc (registered 2024-08-01)May 7, 2024 · Advisor changed firm · fact
- Thomas Kent Brumfield left Fisher Investments for Morgan Stanley (registered 2023-02-07)Nov 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address