RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• N• O••••••••
- S••••• A•••• M••••••••• L••••• independent RIA currentsince May 22, 2026 · Troy, Mi
- A•••• A••••••••• S••••••••• L•• independent RIAJul 22, 2025 to Apr 30, 2026 · Farmington, Mi
- E•• F•••••••• G•••• state registeredNov 27, 2024 to May 2, 2025 · Troy, Mi
- E••••• J•••• national BDAug 16, 2024 to Nov 19, 2024 · St Louis, Mo
- P•• W••••• M••••••••• BD affiliatedApr 3, 2024 to Aug 16, 2024 · Lapeer, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJul 5, 2023 to Mar 29, 2024 · Pleasant Ridge, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 17, 2022 to May 1, 2023 · Troy, Mi
- A•••• A••••••••• S••••••••• L•• to S••••• A•••• M••••••••• L•••••left Apr 30, 2026, registered May 22, 2026 (22 days) · RIA to RIA
- E•• F•••••••• G•••• to A•••• A••••••••• S••••••••• L••left May 2, 2025, registered Jul 22, 2025 (81 days) · Other
- E••••• J•••• to E•• F•••••••• G••••left Nov 19, 2024, registered Nov 27, 2024 (8 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•• W••••• M••••••••• to E••••• J••••left Aug 16, 2024, registered Aug 16, 2024 (0 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Mar 29, 2024, registered Apr 3, 2024 (5 days) · Affiliated broker-dealer or bank to another
- B••••• N• O•••••••• left A•••• A••••••••• S••••••••• L•• for S••••• A•••• M••••••••• L••••• (registered 2026-05-22)Apr 30, 2026 · Advisor changed firm · fact
- B••••• N• O•••••••• left E•• F•••••••• G•••• for A•••• A••••••••• S••••••••• L•• (registered 2025-07-22)May 2, 2025 · Advisor changed firm · fact
- B••••• N• O•••••••• left E••••• J•••• for E•• F•••••••• G•••• (registered 2024-11-27)Nov 19, 2024 · Advisor changed firm · fact
- B••••• N• O•••••••• left P•• W••••• M••••••••• for E••••• J•••• (registered 2024-08-16)Aug 16, 2024 · Advisor changed firm · fact
- B••••• N• O•••••••• left A••••••••• F•••••••• S•••••••• L•• for P•• W••••• M••••••••• (registered 2024-04-03)Mar 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address