RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• E••••• K•••••
- V••• R••••••••• A•••••••• L•• other currentsince Apr 8, 2025 · Windsor, Ct
- O••••••••• S••••••••• I••• BD affiliatedJan 18, 2024 to Jan 6, 2025 · Fort Wayne, In
- C• I••••••••• L•• independent RIAApr 5, 2022 to Dec 15, 2022 · Auburn, In
- O••••••••• S••••••••• I••• to V••• R••••••••• A•••••••• L••left Jan 6, 2025, registered Apr 8, 2025 (92 days) · Other · moved with a team
- C• I••••••••• L•• to O••••••••• S••••••••• I•••left Dec 15, 2022, registered Jan 18, 2024 (399 days) · RIA to affiliated broker-dealer or bank
- S•••• E••••• K••••• left O••••••••• S••••••••• I••• for V••• R••••••••• A•••••••• L•• (registered 2025-04-08)Jan 6, 2025 · Advisor changed firm · fact
- S•••• E••••• K••••• left C• I••••••••• L•• for O••••••••• S••••••••• I••• (registered 2024-01-18)Dec 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address