DFX Intelligence
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Team lift-out
2 advisors left O••••••••• S••••••••• I••• for V••• R••••••••• A•••••••• L••
BD affiliatedtootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Susan Elaine Koontz | Indianapolis, In | Jan 6, 2025 | Apr 8, 2025 |
| Timothy Michael Grace | Indianapolis, In | Jan 17, 2025 | Apr 11, 2025 |
The rule
- Registrations ended
- Jan 6, 2025 to Jan 17, 2025
- Registered next
- Apr 8, 2025 to Apr 11, 2025
- Branch state
- IN
- Cities
- 1, most in Indianapolis, In
- Registered there that day
- 307 (people still on IAPD; an estimate)
- Share of that headcount
- 0.7%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.