RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• M•••••• D•••
- R•••• A•••••••• L•• independent RIA currentsince Mar 19, 2026 · New York, Ny
- C••••••• P••••••• independent RIADec 1, 2025 to Mar 20, 2026 · Overland Park, Ks
- T•• M••••••• F•••••••• G••••• I•• formerAug 25, 2022 to Dec 10, 2025 · Doylestown, Pa
- C••••••• P••••••• to R•••• A•••••••• L••left Mar 20, 2026, registered Mar 19, 2026 (-1 days) · RIA to RIA
- T•• M••••••• F•••••••• G••••• I•• to C••••••• P•••••••left Dec 10, 2025, registered Dec 1, 2025 (-9 days) · RIA to RIA · moved with a team
- S••• M•••••• D••• left C••••••• P••••••• for R•••• A•••••••• L•• (registered 2026-03-19)Mar 20, 2026 · Advisor changed firm · fact
- S••• M•••••• D••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address