DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hunter Rockwell Favorite
Feed of 09/15/2026
At current firm
0 y
since Jul 13, 2026
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Madison Avenue Securities, LLC BD affiliated currentsince Aug 28, 2026 · San Diego, Ca
- Ae Wealth Management, LLC BD affiliated currentsince Jul 13, 2026 · Birmingham , Al
- Oneamerica Securities, Inc. BD affiliatedJan 27, 2025 to Jun 26, 2026 · Hoover, Al
- 49 Financial independent RIAMay 20, 2024 to Oct 16, 2024 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Oneamerica Securities, Inc. to Ae Wealth Management, LLCleft Jun 26, 2026, registered Jul 13, 2026 (17 days) · Affiliated broker-dealer or bank to another
- 49 Financial to Oneamerica Securities, Inc.left Oct 16, 2024, registered Jan 27, 2025 (103 days) · RIA to affiliated broker-dealer or bank
Signals
- Hunter Rockwell Favorite left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-13)Jun 26, 2026 · Advisor changed firm · fact
- Hunter Rockwell Favorite left 49 Financial for Oneamerica Securities, Inc. (registered 2025-01-27)Oct 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address